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Banking & Financial Services

Risk and Controls software for Financial Services

Review 8 risk and controls workflows for financial services teams, including AML case workflow and Exception sign-off log.

Back to Banking & Financial Services View applications

01

Suspicious activity intake

Banking & financial services teams use suspicious activity intake as a intake application for risk and controls work. A guided intake workspace collects complete information, applies routing rules, shows missing evidence, and prepares a review-ready record. This product demo shows the current state, accountable owner, supporting evidence, and next action in one place. The delivered version is configured around the organization's operating model, data, integrations, and controls.

Representative Suspicious activity intake application for Banking & Financial Services, showing intake workspace, sample operational data, accountable ownership, and a visible next action.
Product demo. Preview of Suspicious activity intake. The delivered version may differ from this demo based on requirements, data, integrations, and configuration.
Demo highlights
  • Intake workspace: Suspicious activity intake
  • Primary record: Case CAS-4198
  • Current state: Ready for review
  • Next action: Continue review
  • Evidence: Risk, covenant, and control evidence
Request a tailored demo

02

AML case workflow

Banking & financial services teams use aml case workflow as a operations application for risk and controls work. A role-based operations queue helps teams prioritize, assign, review, and close work while retaining a clear service history. This product demo shows the current state, accountable owner, supporting evidence, and next action in one place. The delivered version is configured around the organization's operating model, data, integrations, and controls.

Representative AML case workflow application for Banking & Financial Services, showing operations queue, sample operational data, accountable ownership, and a visible next action.
Product demo. Preview of AML case workflow. The delivered version may differ from this demo based on requirements, data, integrations, and configuration.
Demo highlights
  • Operations queue: AML case workflow
  • Primary record: Case CAS-5417
  • Current state: Needs attention
  • Next action: Assign next item
  • Evidence: Risk, covenant, and control evidence
Request a tailored demo

03

Model alert review board

Banking & financial services teams use model alert review board as a monitoring dashboard for risk and controls work. An operational command center combines live status, service indicators, exceptions, ownership, and response evidence in one view. This product demo shows the current state, accountable owner, supporting evidence, and next action in one place. The delivered version is configured around the organization's operating model, data, integrations, and controls.

Representative Model alert review board application for Banking & Financial Services, showing command center, sample operational data, accountable ownership, and a visible next action.
Product demo. Preview of Model alert review board. The delivered version may differ from this demo based on requirements, data, integrations, and configuration.
Demo highlights
  • Command center: Model alert review board
  • Primary record: Case CAS-8047
  • Current state: Monitoring
  • Next action: Open active alert
  • Evidence: Risk, covenant, and control evidence
Request a tailored demo

04

Control evidence checklist

Banking & financial services teams use control evidence checklist as a review and decision workspace for risk and controls work. An approval and exception desk makes review criteria, supporting evidence, ownership, and the next accountable decision visible together. This product demo shows the current state, accountable owner, supporting evidence, and next action in one place. The delivered version is configured around the organization's operating model, data, integrations, and controls.

Representative Control evidence checklist application for Banking & Financial Services, showing approval desk, sample operational data, accountable ownership, and a visible next action.
Product demo. Preview of Control evidence checklist. The delivered version may differ from this demo based on requirements, data, integrations, and configuration.
Demo highlights
  • Approval desk: Control evidence checklist
  • Primary record: Case CAS-7066
  • Current state: Decision required
  • Next action: Record decision
  • Evidence: Risk, covenant, and control evidence
Request a tailored demo

05

Exception sign-off log

Banking & financial services teams use exception sign-off log as a review and decision workspace for risk and controls work. An approval and exception desk makes review criteria, supporting evidence, ownership, and the next accountable decision visible together. This product demo shows the current state, accountable owner, supporting evidence, and next action in one place. The delivered version is configured around the organization's operating model, data, integrations, and controls.

Representative Exception sign-off log application for Banking & Financial Services, showing approval desk, sample operational data, accountable ownership, and a visible next action.
Product demo. Preview of Exception sign-off log. The delivered version may differ from this demo based on requirements, data, integrations, and configuration.
Demo highlights
  • Approval desk: Exception sign-off log
  • Primary record: Case CAS-3278
  • Current state: Decision required
  • Next action: Record decision
  • Evidence: Risk, covenant, and control evidence
Request a tailored demo

06

Transaction risk rule override board

Banking & financial services teams use transaction risk rule override board as a review and decision workspace for risk and controls work. An approval and exception desk makes review criteria, supporting evidence, ownership, and the next accountable decision visible together. This product demo shows the current state, accountable owner, supporting evidence, and next action in one place. The delivered version is configured around the organization's operating model, data, integrations, and controls.

Representative Transaction risk rule override board application for Banking & Financial Services, showing approval desk, sample operational data, accountable ownership, and a visible next action.
Product demo. Preview of Transaction risk rule override board. The delivered version may differ from this demo based on requirements, data, integrations, and configuration.
Demo highlights
  • Approval desk: Transaction risk rule override board
  • Primary record: Case CAS-5376
  • Current state: Decision required
  • Next action: Record decision
  • Evidence: Risk, covenant, and control evidence
Request a tailored demo

07

Sanctions screening exception queue

Banking & financial services teams use sanctions screening exception queue as a review and decision workspace for risk and controls work. An approval and exception desk makes review criteria, supporting evidence, ownership, and the next accountable decision visible together. This product demo shows the current state, accountable owner, supporting evidence, and next action in one place. The delivered version is configured around the organization's operating model, data, integrations, and controls.

Representative Sanctions screening exception queue application for Banking & Financial Services, showing approval desk, sample operational data, accountable ownership, and a visible next action.
Product demo. Preview of Sanctions screening exception queue. The delivered version may differ from this demo based on requirements, data, integrations, and configuration.
Demo highlights
  • Approval desk: Sanctions screening exception queue
  • Primary record: Case CAS-3155
  • Current state: Decision required
  • Next action: Record decision
  • Evidence: Risk, covenant, and control evidence
Request a tailored demo

08

Control remediation ownership tracker

Banking & financial services teams use control remediation ownership tracker as a review and decision workspace for risk and controls work. An approval and exception desk makes review criteria, supporting evidence, ownership, and the next accountable decision visible together. This product demo shows the current state, accountable owner, supporting evidence, and next action in one place. The delivered version is configured around the organization's operating model, data, integrations, and controls.

Representative Control remediation ownership tracker application for Banking & Financial Services, showing approval desk, sample operational data, accountable ownership, and a visible next action.
Product demo. Preview of Control remediation ownership tracker. The delivered version may differ from this demo based on requirements, data, integrations, and configuration.
Demo highlights
  • Approval desk: Control remediation ownership tracker
  • Primary record: Case CAS-9397
  • Current state: Decision required
  • Next action: Record decision
  • Evidence: Risk, covenant, and control evidence
Request a tailored demo